Paul Richard Curran

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PRACTICAL FINANCIAL PLANNING LTD.

    FRN 536929

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • Responsible for Insurance Mediation (9 May 2011 to 30 Sep 2018)
    • CF30 Customer (9 May 2011 to 8 Dec 2019)
    • CF1 Director (9 May 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 May 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 May 2011 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (24 Nov 2010 to 18 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.