Paul Richard Carman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho Bank, Ltd. (no longer approved here)

    FRN 139195

    • SMF22 Other Local Responsibility (7 Mar 2016 to 19 Apr 2018)
    • CF29 Significant management (16 Dec 2009 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Investcorp Credit Management EU Limited (no longer approved here)

    FRN 446483

    • CF29 Significant management (1 Nov 2007 to 15 Nov 2007)
    • CF30 Customer (1 Nov 2007 to 15 Feb 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Jul 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.