Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 7. Giving personal recommendations on long-term care insurance contracts
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 10 Jun 2020)
- CF1 Director (AR) (since 9 Jun 2020)
- CF30 Customer (since 9 Jun 2020)
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Bullivant Wealth Management Ltd
FRN 921604
- Employed By (since 9 Jun 2020)
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- CF30 Customer (1 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (27 Mar 2015 to 31 Jul 2016)
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- CF30 Customer (19 May 2014 to 10 Mar 2015)
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- CF30 Customer (4 Nov 2013 to 22 Apr 2014)
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- CF30 Customer (12 Jul 2011 to 6 Sep 2013)
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- CF30 Customer (23 Oct 2008 to 12 Jul 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.