Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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W1M Wealth Management Limited
FRN 120776
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 16 Mar 2026)
- [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
- [FCA CF] Client dealing (since 5 Jan 2026)
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- [FCA CF] Manager of certification employee (4 Nov 2024 to 16 Jun 2025)
- [FCA CF] Client dealing (4 Nov 2024 to 30 Sep 2025)
- [FCA CF] Functions requiring qualifications (4 Nov 2024 to 30 Sep 2025)
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- [FCA CF] Manager of certification employee (1 Jul 2018 to 18 Jan 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.