Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 16 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
    • [FCA CF] Client dealing (since 5 Jan 2026)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Manager of certification employee (4 Nov 2024 to 16 Jun 2025)
    • [FCA CF] Client dealing (4 Nov 2024 to 30 Sep 2025)
    • [FCA CF] Functions requiring qualifications (4 Nov 2024 to 30 Sep 2025)
  • Union Bancaire Privée (UK) Limited (no longer approved here)

    FRN 119250

    • [FCA CF] Manager of certification employee (1 Jul 2018 to 18 Jan 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 18 Jan 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.