Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Sep 2024)
    • [FCA CF] Manager of certification employee (2 May 2025 to 29 Jan 2026)
    • CF30 Customer (10 Jul 2008 to 3 Oct 2012)
    • [FCA CF] Manager of certification employee (since 2 May 2025)
    • [FCA CF] Client dealing (since 6 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 3 Oct 2012)
    • CF21 Investment Adviser (11 Aug 2003 to 31 Oct 2007)
    • [FCA CF] Manager of certification employee (since 2 May 2025)
    • [FCA CF] Client dealing (since 6 Sep 2024)
    • CF30 Customer (1 Nov 2007 to 3 Oct 2012)
    • CF21 Investment Adviser (11 Aug 2003 to 31 Oct 2007)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF26 Customer Trading (1 Dec 2001 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.