Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Client dealing (since 6 Sep 2024)
- [FCA CF] Manager of certification employee (2 May 2025 to 29 Jan 2026)
- CF30 Customer (10 Jul 2008 to 3 Oct 2012)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 2 May 2025)
- [FCA CF] Client dealing (since 6 Sep 2024)
- CF30 Customer (1 Nov 2007 to 3 Oct 2012)
- CF21 Investment Adviser (11 Aug 2003 to 31 Oct 2007)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 2 May 2025)
- [FCA CF] Client dealing (since 6 Sep 2024)
- CF30 Customer (1 Nov 2007 to 3 Oct 2012)
- CF21 Investment Adviser (11 Aug 2003 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 30 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.