Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (10 Dec 2018 to 9 Sep 2022)
- SMF1 Chief Executive (10 Dec 2018 to 9 Sep 2022)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (21 Mar 2005 to 9 Dec 2018)
- CF5 Director of Unincorporated Association (1 Dec 2001 to 28 Oct 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 6 Mar 2016)
- CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
- CF11 Money Laundering Reporting (1 Dec 2001 to 7 Nov 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 16 Jun 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.