Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (28 Sep 2022 to 7 Nov 2024)
- [FCA CF] Functions requiring qualifications (28 Sep 2022 to 7 Nov 2024)
-
- CF30 Customer (27 Feb 2020 to 4 Nov 2022)
- Appointed representative dealing with clients for which they require qualification (27 Jan 2020 to 4 Nov 2022)
- CF21 Investment Adviser (27 Jun 2006 to 6 Aug 2007)
-
- Employed By (27 Feb 2020 to 4 Nov 2022)
-
- Employed By (26 Jun 2014 to 8 Dec 2019)
-
- Employed By (23 Jun 2011 to 8 Dec 2019)
-
- CF30 Customer (20 May 2011 to 28 Jun 2011)
-
- Employed By (20 May 2011 to 28 Jun 2011)
-
- CF30 Customer (1 Nov 2007 to 21 Mar 2011)
- CF21 Investment Adviser (26 Jul 2007 to 31 Oct 2007)
-
- Employed By (24 Jul 2006 to 6 Aug 2007)
-
- (2)Employed By (1 Dec 2001 to 21 Nov 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.