Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stewart Wealth Management Ltd
FRN 527515
- 21. Advising or arranging (bringing about) equity release transactions
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 23 Jun 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
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Pearson Wealth Management Ltd
FRN 825434
- (2)Employed By (since 23 Jun 2020)
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- (7)Employed By (20 Mar 2013 to 17 Jun 2013)
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- CF1 Director (AR) (5 Mar 2008 to 20 Aug 2010)
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF21 Investment Adviser (20 Aug 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Aug 2002)
- CF4 Partner (AR) (1 Dec 2001 to 5 Mar 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.