Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 23 Jun 2020)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • (2)Employed By (since 23 Jun 2020)
  • The Woodham Partnership Limited (no longer approved here)

    FRN 196694

    • (7)Employed By (20 Mar 2013 to 17 Jun 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (5 Mar 2008 to 20 Aug 2010)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (20 Aug 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Aug 2002)
    • CF4 Partner (AR) (1 Dec 2001 to 5 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

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