Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 28 Sep 2011)
  • Paul Prictor

    FRN 565436

    • (1)Employed By (since 28 Sep 2011)
  • Nexus IFA Limited (no longer approved here)

    FRN 550749

    • (14)Employed By (7 Jan 2012 to 29 Feb 2012)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 13 Dec 2011)
    • CF21 Investment Adviser (16 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Apr 2006 to 16 Jun 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 27 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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