Paul Phillip Bennett

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Personal Wealth Management (South Wales) Ltd

    FRN 784785

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Mr William Harris (no longer approved here)

    FRN 196271

    • CF30 Customer (1 Aug 2013 to 16 May 2018)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (1 Nov 2007 to 30 Jul 2013)
    • CF21 Investment Adviser (31 Jul 2006 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (18 Mar 2005 to 28 Jul 2006)
    • CF22 Investment Adviser (Trainee) (24 Mar 2004 to 18 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.