Paul Philip Swaddling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Prism Financial Products LLP

    FRN 607481

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (AR) (since 30 Jun 2017)
    • CF30 Customer (since 24 Jan 2014)
    • [FCA CF] Algorithmic trading (13 Sep 2021 to 6 Sep 2024)
    • CF4 Partner (24 Jan 2014 to 8 Dec 2019)
  • Prism Financial Products LP

    FRN 782608

    • (4)Employed By (since 29 Jun 2017)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF4 Partner (AR) (16 Sep 2013 to 23 Jan 2014)
    • CF30 Customer (16 Sep 2013 to 8 May 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (19 Jul 2010 to 19 Mar 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (17 Jan 2005 to 24 Dec 2005)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.