Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (26 Aug 2020 to 10 Aug 2023)
- [FCA CF] Functions requiring qualifications (26 Aug 2020 to 10 Aug 2023)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Mar 2007 to 30 Oct 2007)
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- (2)Employed By (16 Jun 2004 to 26 Mar 2007)
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- CF21 Investment Adviser (23 Feb 2004 to 26 Mar 2007)
- CF22 Investment Adviser (Trainee) (3 Sep 2003 to 23 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.