Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] CASS oversight function (since 1 Oct 2020)
    • SMF2 Chief Finance (since 17 Jun 2020)
    • SMF3 Executive Director (since 17 Jun 2020)
    • SMF24 Chief Operations (since 9 Dec 2019)
    • [FCA CF] Material risk taker (26 Jan 2024 to 1 Aug 2024)
    • CF10a CASS Oversight function (16 Oct 2013 to 8 Dec 2019)
    • CF29 Significant management (12 Apr 2013 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (14 Feb 2022 to 22 Apr 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (14 Feb 2022 to 22 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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