Paul Pascal Di Mucci

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Lloyd Limited (no longer approved here)

    FRN 578614

    • [FCA CF] Client dealing (13 Jun 2023 to 14 Sep 2025)
    • [FCA CF] Significant management (13 Jun 2023 to 14 Sep 2025)
    • [FCA CF] Manager of certification employee (13 Jun 2023 to 14 Sep 2025)
    • [FCA CF] Functions requiring qualifications (13 Jun 2023 to 14 Sep 2025)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • [FCA CF] Functions requiring qualifications (14 Aug 2020 to 31 Jul 2022)
    • [FCA CF] Client dealing (14 Aug 2020 to 31 Jul 2022)
    • [FCA CF] Manager of certification employee (14 Aug 2020 to 12 Jun 2023)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (19 Feb 2019 to 30 Jun 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Jun 2020)
    • CF30 Customer (20 Mar 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.