Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jul 2025)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (18 Jul 2012 to 8 Dec 2019)
    • CF28 Systems and controls (4 May 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 May 2011 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 30 Nov 2006)
    • CF13 Finance (1 Dec 2001 to 1 Feb 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.