Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (17 Apr 2019 to 22 Apr 2022)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Client dealing (17 Apr 2019 to 22 Apr 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (7 Sep 2007 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (30 Sep 2005 to 31 Dec 2006)
    • CF22 Investment Adviser (Trainee) (30 Jun 2005 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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