Paul O'Hara

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)
FRN 114724
- [FCA CF] Manager of certification employee (22 Feb 2019 to 17 Jul 2019)
Coutts & Company (no longer approved here)
FRN 122287
- [FCA CF] Manager of certification employee (15 Feb 2019 to 17 Jul 2019)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (15 Jul 2015 to 31 Dec 2015)
Lansdown Place Wealth Management Ltd (no longer approved here)
FRN 434251
- Employed By (15 Jul 2015 to 31 Dec 2015)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (4 Nov 2013 to 2 Jul 2014)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (9 Nov 2011 to 30 Sep 2013)
- CF22 Investment Adviser (Trainee) (19 May 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.