Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Material risk taker (since 23 Aug 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2023)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (14 Feb 2013 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 12 Oct 2012)
- CF21 Investment Adviser (27 Feb 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.