Paul Nichols

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guaranty Trust Bank (UK) Limited (no longer approved here)

    FRN 466611

    • SMF16 Compliance Oversight (1 Jun 2017 to 19 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2017 to 19 Apr 2022)
    • Responsibility for MCD Intermediation (12 May 2016 to 19 Apr 2022)
    • SMF4 Chief Risk (7 Mar 2016 to 19 Apr 2022)
    • CF28 Systems and controls (3 Dec 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.