Paul Nicholas Richardson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairey Associates Ltd

    FRN 481350

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 24 Oct 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Oct 2025)
    • SMF3 Executive Director (since 24 Oct 2025)
    • Responsible for Insurance Distribution (since 24 Oct 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (26 Mar 2015 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (5 Apr 2013 to 9 Apr 2015)
  • HFS Consultants Limited (no longer approved here)

    FRN 476072

    • Employed By (5 Apr 2013 to 9 Apr 2015)
  • Compass Financial Management LLP (no longer approved here)

    FRN 524428

    • CF30 Customer (16 Jan 2012 to 1 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.