Paul Nicholas McFarlane

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Jun 2023)
    • [FCA CF] Client dealing (since 8 Jun 2023)
  • FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

    FRN 131372

    • [FCA CF] Functions requiring qualifications (20 Jan 2020 to 7 Jun 2023)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (26 Mar 2014 to 26 Jun 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (12 Dec 2012 to 2 Jul 2013)
    • CF4 Partner (AR) (30 Jun 2011 to 2 Jul 2013)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (30 Jun 2011 to 2 Jul 2013)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF4 Partner (AR) (28 Jan 2011 to 7 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.