Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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GAM London Limited
FRN 122330
- [FCA CF] Client dealing (since 5 Dec 2025)
- [FCA CF] Manager of certification employee (since 5 Dec 2025)
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GAM INTERNATIONAL MANAGEMENT LIMITED
FRN 122331
- [FCA CF] Manager of certification employee (since 30 Apr 2021)
- [FCA CF] Client dealing (since 8 Feb 2021)
- CF30 Customer (31 Jan 2011 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 6 Nov 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 6 Nov 2010)
- CF21 Investment Adviser (20 Aug 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.