Paul Nicholas Bond

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Praetura Asset Finance Limited (no longer approved here)

    FRN 737408

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Mar 2020)
  • Praetura Ventures Limited (no longer approved here)

    FRN 817345

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Apr 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Apr 2020)
    • CF11 Money Laundering Reporting (4 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jun 2019 to 8 Dec 2019)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF11 Money Laundering Reporting (14 Jan 2013 to 22 Jan 2014)
    • CF10 Compliance Oversight (14 Jan 2013 to 22 Jan 2014)
    • CF4 Partner (14 Jan 2013 to 22 Jan 2014)
  • True Potential Investments LLP (no longer approved here)

    FRN 527444

    • CF4 Partner (5 Jan 2011 to 1 Jun 2012)
    • CF11 Money Laundering Reporting (5 Jan 2011 to 1 Jun 2012)
    • CF10 Compliance Oversight (5 Jan 2011 to 1 Jun 2012)
  • Frenkel Topping Limited (no longer approved here)

    FRN 145186

    • CF21 Investment Adviser (9 Feb 2005 to 25 Feb 2005)
    • CF11 Money Laundering Reporting (27 Aug 2002 to 31 Mar 2005)
    • CF10 Compliance Oversight (2 May 2002 to 31 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.