Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
- CF30 Customer (14 Feb 2019 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 22 Dec 2008)
- CF7 Sole Trader (AR) (3 Nov 2004 to 31 Jan 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF4 Partner (AR) (1 Dec 2001 to 1 Nov 2004)
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- (2)Employed By (1 Oct 1998 to 22 Dec 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.