Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (1 Nov 2007 to 22 Dec 2008)
    • CF7 Sole Trader (AR) (3 Nov 2004 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF4 Partner (AR) (1 Dec 2001 to 1 Nov 2004)
  • Perry Marshall Financial Services (no longer approved here)

    FRN 181202

    • (2)Employed By (1 Oct 1998 to 22 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.