Paul Mooney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chetwood Wealth Management Ltd (no longer approved here)
FRN 195024
- CF30 Customer (14 Nov 2014 to 10 Apr 2015)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (19 Nov 2013 to 5 Sep 2014)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (22 Aug 2011 to 30 Sep 2013)
Clifton 310311 Limited (no longer approved here)
FRN 200448
- Employed By (18 Aug 2008 to 31 Oct 2009)
Clifton Compliance Services Ltd (no longer approved here)
FRN 480676
- CF30 Customer (18 Aug 2008 to 31 Oct 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.