Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 4 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 4 Aug 2022)
- SMF16 Compliance Oversight (9 Dec 2019 to 4 Aug 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (8 Jul 2004 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF3 Chief Executive (1 Dec 2001 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.