Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Oct 2018)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Mar 2021)
- [PRA CF] Managing a material risk taker (7 Mar 2016 to 14 Oct 2018)
- [FCA CF] Material risk taker (7 Mar 2016 to 1 Mar 2021)
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- CF30 Customer (1 Nov 2007 to 12 Aug 2008)
- CF22 Investment Adviser (Trainee) (24 Aug 2007 to 31 Oct 2007)
- CF21 Investment Adviser (24 Aug 2007 to 24 Aug 2007)
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- CF21 Investment Adviser (27 Feb 2003 to 24 Aug 2007)
- CF22 Investment Adviser (Trainee) (2 Dec 2002 to 27 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.