Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Oct 2018)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 1 Mar 2021)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 14 Oct 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 1 Mar 2021)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 12 Aug 2008)
    • CF22 Investment Adviser (Trainee) (24 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Aug 2007 to 24 Aug 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (27 Feb 2003 to 24 Aug 2007)
    • CF22 Investment Adviser (Trainee) (2 Dec 2002 to 27 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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