Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (13 Jan 2017 to 30 Jun 2018)
- CF30 Customer (1 Nov 2007 to 21 Jan 2016)
- CF21 Investment Adviser (7 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Nov 2005 to 6 Jun 2006)
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- CF30 Customer (17 Sep 2015 to 9 Mar 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.