Paul Michael Sweeny

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sweeny Wealth Management Ltd

    FRN 821005

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
    • [FCA CF] Client dealing (since 27 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 8 Feb 2019)
    • Responsibility for MCD Intermediation (since 8 Feb 2019)
    • CF1 Director (8 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
  • Sudbury & South Suffolk Citizens Advice Limited (no longer approved here)

    FRN 617758

    • Director of firm who is not a certification employee or a SMF manager (9 Mar 2021 to 31 Mar 2026)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (2 Dec 2016 to 6 Feb 2019)
    • CF1 Director (AR) (2 Dec 2016 to 6 Feb 2019)
  • Sweeny Wealth Management Limited (no longer approved here)

    FRN 765416

    • Employed By (2 Dec 2016 to 6 Feb 2019)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (2 Jul 2012 to 31 Aug 2014)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (14 May 2010 to 30 May 2011)

Recent activity

Updates to this individual's record on the FCA register.

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