Paul Michael Rose

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (15 May 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (25 Feb 2015 to 6 Mar 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (30 May 2014 to 31 Jan 2015)
  • Lester Brunt Wealth Management Ltd (no longer approved here)

    FRN 608489

    • (15)Employed By (30 May 2014 to 31 Jan 2015)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (11 Mar 2010 to 22 Apr 2014)
    • CF21 Investment Adviser (20 Jan 2003 to 29 Jun 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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