Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rosemount Financial Solutions (IFA) Limited
FRN 535515
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 6 Sep 2021)
- CF30 Customer (since 3 Sep 2021)
- [FCA CF] Client dealing (since 22 Apr 2021)
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Secure For Life Wealth Management Limited
FRN 912517
- (4)Employed By (since 3 Sep 2021)
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- Appointed representative dealing with clients for which they require qualification (22 Oct 2020 to 11 May 2021)
- CF30 Customer (3 Jul 2020 to 11 May 2021)
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- (216)Employed By (3 Jul 2020 to 11 May 2021)
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- CF30 Customer (3 Sep 2018 to 11 May 2021)
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- Employed By (9 Apr 2018 to 31 Aug 2018)
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- CF30 Customer (28 Jan 2013 to 15 Jun 2015)
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- CF30 Customer (24 Jun 2008 to 13 Sep 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.