Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 13 Dec 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 13 Dec 2023)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 13 Dec 2023)
    • SMF3 Executive Director (9 Dec 2019 to 13 Dec 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Dec 2023)
    • Responsible for Insurance Mediation (10 Apr 2018 to 30 Sep 2018)
    • CF1 Director (10 Apr 2018 to 8 Dec 2019)
    • CF3 Chief Executive (1 Jan 2018 to 8 Dec 2019)
  • Asta Underwriting Management Ltd (no longer approved here)

    FRN 657311

    • CF1 Director (AR) (27 Jul 2015 to 15 Dec 2017)
  • Travelers Insurance Company Limited (no longer approved here)

    FRN 202549

    • CF29 Significant management (1 Nov 2007 to 18 May 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 May 2011)
    • CF1 Director (AR) (14 Jan 2005 to 18 May 2011)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
    • CF18 Significant Mgt (Insurance Underwriting) (1 Dec 2001 to 31 Oct 2007)
  • Travelers Syndicate Management Limited (no longer approved here)

    FRN 204960

    • CF1 Director (13 Nov 2006 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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