Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF1 Director (AR) (since 12 Feb 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF1 Director (31 Oct 2004 to 8 Dec 2019)
  • The Problem Mortgage Co. Ltd (no longer approved here)

    FRN 478577

    • Employed By (12 Feb 2008 to 27 Nov 2020)
  • Michael James Financial Services (no longer approved here)

    FRN 144578

    • (2)Employed By (1 Dec 2001 to 31 Jan 2005)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • Lyons Independent Financial Services Limited (no longer approved here)

    FRN 159464

    • (3)Employed By (5 Nov 1999 to 1 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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