Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 1 May 2025)
- [FCA CF] Manager of certification employee (since 1 May 2025)
- SMF3 Executive Director (9 Dec 2019 to 13 Aug 2024)
- CF1 Director (11 Oct 2019 to 8 Dec 2019)
- CF29 Significant management (21 Dec 2011 to 15 Aug 2014)
- CF30 Customer (1 Nov 2007 to 26 Mar 2019)
- CF26 Customer Trading (22 Oct 2003 to 31 Oct 2007)
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- SMF3 Executive Director (1 Jun 2021 to 24 Nov 2022)
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- SMF3 Executive Director (9 Dec 2019 to 22 Aug 2022)
- CF1 Director (11 Oct 2019 to 8 Dec 2019)
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- CF26 Customer Trading (1 Dec 2001 to 3 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.