Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 2 Apr 2026)
    • CF30 Customer (since 1 Apr 2026)
    • (1)Employed By (since 1 Apr 2026)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Nov 2025)
    • [FCA CF] Client dealing (since 18 Nov 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (18 Nov 2025 to 17 Apr 2026)
    • [FCA CF] Functions requiring qualifications (18 Nov 2025 to 17 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.