Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 17 Sep 2024)
    • CF30 Customer (since 13 Sep 2024)
    • (241)Employed By (since 13 Sep 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2023)
    • CF30 Customer (29 Jan 2013 to 19 Dec 2023)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF30 Customer (13 Jun 2012 to 31 Oct 2012)
  • A Plus Financial Advice Ltd (no longer approved here)

    FRN 569822

    • Employed By (13 Jun 2012 to 31 Oct 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 29 Oct 2011)
    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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