Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 17 Sep 2024)
- CF30 Customer (since 13 Sep 2024)
-
Quilter Financial Advisers Ltd
FRN 452529
- (241)Employed By (since 13 Sep 2024)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Dec 2023)
- CF30 Customer (29 Jan 2013 to 19 Dec 2023)
-
- CF30 Customer (13 Jun 2012 to 31 Oct 2012)
-
- Employed By (13 Jun 2012 to 31 Oct 2012)
-
- CF30 Customer (1 Nov 2007 to 29 Oct 2011)
- CF22 Investment Adviser (Trainee) (15 Jun 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.