Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 14 Mar 2025)
    • [FCA CF] Client dealing (since 14 Mar 2025)
    • CF30 Customer (since 30 Jan 2025)
    • (79)Employed By (since 14 Mar 2025)
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 7 Jul 2021)
    • Appointed representative dealing with clients for which they require qualification (since 7 Jul 2021)
    • CF30 Customer (since 1 Jul 2021)
    • (1)Employed By (since 1 Jul 2021)
  • Taylored Advice Group Limited (no longer approved here)

    FRN 937284

    • Employed By (30 Jan 2025 to 14 Mar 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (26 Apr 2019 to 9 Mar 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (22 Jun 2016 to 19 Apr 2018)
    • CF30 Customer (11 Aug 2010 to 6 Mar 2016)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 22 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.