Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Principal Global Investors (Europe) Limited (no longer approved here)

    FRN 191120

    • CF10 Compliance Oversight (18 Apr 2017 to 18 May 2018)
    • CF11 Money Laundering Reporting (18 Apr 2017 to 18 May 2018)
    • CF1 Director (28 Jul 2016 to 30 Jun 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.