Paul Matthew Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Succession Financial Management Limited

    FRN 225831

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 23 Oct 2023)
    • [FCA CF] Functions requiring qualifications (since 23 Oct 2023)
    • CF30 Customer (6 Feb 2015 to 7 Apr 2016)
  • SUCCESSION WEALTH MANAGEMENT LIMITED

    FRN 588378

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Feb 2015 to 8 Dec 2019)
  • Watson Buckle Wealth Management Limited (no longer approved here)

    FRN 490073

    • (14)Employed By (2 Dec 2008 to 8 Dec 2019)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF26 Customer Trading (7 Mar 2003 to 23 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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