Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The Northern Trust Company
FRN 122020
- [FCA CF] Significant management (since 5 Nov 2024)
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Northern Trust Securities LLP
FRN 465131
- [FCA CF] Significant management (since 5 Nov 2024)
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Northern Trust Global Services SE
FRN 829966
- [FCA CF] Significant management (since 5 Nov 2024)
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Northern Trust Investor Services Limited
FRN 927658
- [FCA CF] Significant management (since 5 Nov 2024)
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- CF30 Customer (7 Nov 2017 to 25 Apr 2018)
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- CF30 Customer (18 Aug 2010 to 30 Sep 2015)
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- CF30 Customer (1 Nov 2007 to 12 Apr 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.