Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of New York Mellon (no longer approved here)

    FRN 122467

    • [FCA CF] Client dealing (7 Mar 2017 to 30 Nov 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 30 Nov 2023)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 30 Nov 2023)
    • [FCA CF] Algorithmic trading (7 Mar 2017 to 30 Nov 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (7 Sep 2016 to 24 Nov 2016)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 24 Nov 2016)
    • [FCA CF] Client dealing (7 Mar 2016 to 24 Nov 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (21 Mar 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.