Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (1 Nov 2007 to 21 Feb 2011)
- CF29 Significant management (1 Nov 2007 to 21 Feb 2011)
- CF14 Risk Assessment (11 Nov 2002 to 31 Oct 2007)
- CF10 Compliance Oversight (19 Aug 2002 to 21 Feb 2011)
- CF20 Significant Mgt (Settlements) (19 Aug 2002 to 31 Oct 2007)
- CF15 Internal Audit (19 Aug 2002 to 31 Oct 2007)
- CF11 Money Laundering Reporting (19 Aug 2002 to 21 Feb 2011)
- CF13 Finance (19 Aug 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.