Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • [FCA CF] Material risk taker (24 Jun 2024 to 31 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (24 Jun 2024 to 31 Mar 2026)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 May 2024)
    • CF2 Non Executive Director (8 Apr 2014 to 6 Mar 2016)
  • SECURE TRUST BANK PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 204550

    • SMF14 Senior Independent Director (20 Dec 2016 to 24 Jun 2020)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 25 Sep 2017)
    • SMF10 Chair of the Risk Committee (7 Mar 2016 to 19 May 2020)
    • CF2 Non Executive Director (22 Feb 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (1 Nov 2007 to 30 Jun 2009)
    • CF17 Significant Mgt (Other Business Operations) (16 Aug 2006 to 31 Oct 2007)
    • CF1 Director (AR) (14 Feb 2005 to 28 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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