Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 14 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2023)
    • CF30 Customer (20 Dec 2016 to 14 Aug 2023)
    • CF1 Director (AR) (20 Dec 2016 to 14 Aug 2023)
  • Ashland Wealth Management Limited (no longer approved here)

    FRN 767267

    • Employed By (20 Dec 2016 to 14 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.