Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Sandringham Financial Partners Limited
FRN 581304
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 14 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 14 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Aug 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Aug 2023)
- CF30 Customer (20 Dec 2016 to 14 Aug 2023)
- CF1 Director (AR) (20 Dec 2016 to 14 Aug 2023)
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- Employed By (20 Dec 2016 to 14 Aug 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.