Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 5 Apr 2011)
    • CF26 Customer Trading (8 Oct 2007 to 31 Oct 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF26 Customer Trading (10 Jan 2007 to 21 Jun 2007)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.