Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LRG FINANCIAL SOLUTIONS LIMITED (no longer approved here)

    FRN 491176

    • Responsible for Insurance Mediation (17 Dec 2008 to 7 Dec 2012)
    • CF1 Director (17 Dec 2008 to 7 Dec 2012)
    • CF3 Chief Executive (17 Dec 2008 to 7 Dec 2012)
    • CF8 Apportionment and Oversight (17 Dec 2008 to 31 Mar 2009)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (3 Oct 2005 to 30 Jan 2006)
    • CF22 Investment Adviser (Trainee) (14 Apr 2003 to 3 Oct 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (14 Apr 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (14 Apr 2003 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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