Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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BGC Brokers L.P
FRN 454814
- [FCA CF] Client dealing (since 10 May 2022)
- [FCA CF] Manager of certification employee (since 10 May 2022)
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- [FCA CF] Client dealing (1 Jan 2019 to 29 Jan 2021)
- [FCA CF] Manager of certification employee (1 Jan 2019 to 29 Jan 2021)
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- CF30 Customer (29 Sep 2010 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2010)
- CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.