Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 10 May 2022)
    • [FCA CF] Manager of certification employee (since 10 May 2022)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • [FCA CF] Client dealing (1 Jan 2019 to 29 Jan 2021)
    • [FCA CF] Manager of certification employee (1 Jan 2019 to 29 Jan 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (29 Sep 2010 to 6 Mar 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Sep 2010)
    • CF21 Investment Adviser (28 Jun 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 21 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.