Paul Loughlin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited (no longer approved here)

    FRN 184918

    • [FCA CF] CASS oversight function (16 Nov 2020 to 2 Jul 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 2 Jul 2021)
    • CF10a CASS Oversight function (1 Sep 2018 to 8 Dec 2019)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
    • CF20 Significant Mgt (Settlements) (27 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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