Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Silphium Asset Management Limited
FRN 519233
- [FCA CF] Client dealing (since 4 Mar 2025)
- [FCA CF] Manager of certification employee (since 4 Mar 2025)
- [FCA CF] Significant management (since 17 Mar 2021)
- SMF16 Compliance Oversight (3 Aug 2022 to 14 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Aug 2022 to 14 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.