Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 2 Dec 2021)
    • [FCA CF] Client dealing (since 6 Feb 2020)
    • [FCA CF] Manager of certification employee (since 6 Feb 2020)
  • UBS Asset Management (UK) Ltd (no longer approved here)

    FRN 119319

    • CF30 Customer (1 Nov 2007 to 23 May 2019)
    • CF21 Investment Adviser (5 Dec 2005 to 31 Oct 2007)
    • CF27 Investment Management (5 Dec 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.